Stewardship of global collective behavior. Joseph B. Bak-Coleman, M A, W B, Carl T. Bergstrom et al. Proceedings of the National Academy of Sciences, July 6, 2021 118 (27) e2025764118; https://doi.org/10.1073/pnas.2025764118
Abstract: Collective behavior provides a framework for understanding how the actions and properties of groups emerge from the way individuals generate and share information. In humans, information flows were initially shaped by natural selection yet are increasingly structured by emerging communication technologies. Our larger, more complex social networks now transfer high-fidelity information over vast distances at low cost. The digital age and the rise of social media have accelerated changes to our social systems, with poorly understood functional consequences. This gap in our knowledge represents a principal challenge to scientific progress, democracy, and actions to address global crises. We argue that the study of collective behavior must rise to a “crisis discipline” just as medicine, conservation, and climate science have, with a focus on providing actionable insight to policymakers and regulators for the stewardship of social systems.
Keywords: collective behaviorcomputational social sciencesocial mediacomplex systems
Collective behavior historically referred to instances in which groups of humans or animals exhibited coordinated action in the absence of an obvious leader (1⇓⇓–4): from billions of locusts, extending over hundreds of kilometers, devouring vegetation as they move onward; to schools of fish convulsing like some animate fluid while under attack from predators; to our own societies, characterized by cities, with buildings and streets full of color and sound, alive with activity. The characteristic feature of all of these systems is that social interactions among the individual organisms give rise to patterns and structure at higher levels of organization, from the formation of vast mobile groups to the emergence of societies with division of labor, social norms, opinions, and price dynamics.
Over the past few decades “collective behavior” has matured from a description of phenomena to a framework for understanding the mechanisms by which collective action emerges (3⇓⇓⇓–7). It reveals how large-scale “higher-order” properties of the collectives feed back to influence individual behavior, which in turn can influence the behavior of the collective, and so on. Collective behavior therefore focuses on the study of individuals in the context of how they influence and are influenced by others, taking into account the causes and consequences of interindividual differences in physiology, motivation, experience, goals, and other properties.
The multiscale interactions and feedback that underlie collective behavior are hallmarks of “complex systems”—which include our brains, power grids, financial markets, and the natural world (8, 9). When perturbed, complex systems tend to exhibit finite resilience followed by catastrophic, sudden, and often irreversible changes in functionality (9, 10). Across a wide range of complex systems, research has highlighted how anthropogenic disturbance—technology, resource extraction, and population growth—is an increasing, if not dominant, source of systemic risk. Yet, scientific research on how complex systems are impacted by human technology and population growth has largely focused on the threats that these pose to the natural world (11⇓–13). We have a far poorer understanding of the functional consequences of recent large-scale changes to human collective behavior and decision making. Our social adaptations evolved in the context of small hunter-gatherer groups solving local problems through vocalizations and gestures. Now we face complex global challenges from pandemics to climate change—and we communicate on dispersed networks connected by digital technologies such as smartphones and social media.
With increasingly strong links between ecological and sociological processes, averting catastrophe in the medium term (e.g., coronavirus) and the long term (e.g., climate change, food security) will require rapid and effective collective behavioral responses—yet it remains unknown whether human social dynamics will yield such responses (14⇓⇓–17). In addition to existential ecological and climatic threats, human social dynamics present other challenges to individual and collective wellbeing, such as vaccine refusal, election tampering, disease, violent extremism, famine, racism, and war.
Neither the evolutionary nor the technological changes to our social systems have come about with the express purpose of promoting global sustainability or quality of life. Recent and emerging technologies such as online social media are no exception—both the structure of our social networks and the patterns of information flow through them are directed by engineering decisions made to maximize profitability. These changes are drastic, opaque, effectively unregulated, and massive in scale.
The emergent functional consequences are unknown. We lack the scientific framework we would need to answer even the most basic questions that technology companies and their regulators face. For instance, will a given algorithm for recommending friends—or one for selecting news items to display—promote or hinder the spread of misinformation online? We do not have access to a theory-driven, empirically verified body of literature to inform a response to such a question. Lacking a developed framework, tech companies have fumbled their way through the ongoing coronavirus pandemic, unable to stem the “infodemic” of misinformation that impedes public acceptance of control measures such as masks and widespread testing (18).
In response, regulators and the public have doubled down on calls for reforming our social media ecosystem, with demands ranging from increased transparency and user controls to legal liability and public ownership. The basic debate is an ancient one: Are large-scale behavioral processes self-sustaining and self-correcting, or do they require active management and guidance to promote sustainable and equitable wellbeing (2, 19)? Historically, these questions have been addressed in philosophical or normative terms. Here, we build on our understanding of disturbed complex systems to argue that human social dynamics cannot be expected to yield solutions to global issues or to promote human wellbeing without evidence-based policy and ethical stewardship.
The situation parallels challenges faced in conservation biology and climate science, where insufficiently regulated industries optimize profits while undermining the stability of ecological and earth systems. Such behavior created a need for urgent evidence-based policy in the absence of a complete understanding of the systems’ underlying dynamics (e.g., ecology and geosciences). These features led Michael Soulé to describe conservation biology as the “crisis discipline” counterpoint to ecology—an analogy to the relationship between medicine and comparative physiology (20). Crisis disciplines are distinct from other areas of urgent, evidenced-based research in their need to consider the degradation of an entire complex system—without a complete description of the system’s dynamics. We feel that the study of human collective behavior must become the crisis discipline response to changes in our social dynamics.
Because human collective behavior is the result of processes that span temporal, geographical, and organizational scales, addressing the impact of emerging technology on global behavior will require a transdisciplinary approach and unprecedented collaboration between scientists across a wide range of academic disciplines. As our societies are increasingly instantiated in digital form, once-mathematical abstractions of social processes—networks are one prominent example—become very real parts of daily life (21⇓–23). These changes present new challenges, as well as opportunities for measurement and intervention. Disciplines within and beyond the social sciences have access to techniques and ways of thinking that expand our ability to understand and respond to the effects of communication technology. We believe such a collaboration is urgently needed.
In what follows, we begin by framing human collective behavior as a complex adaptive system shaped by evolution, a system that much like our natural world has entered a heavily altered and likely unsustainable state (14, 24, 25). We highlight how communication technology has restructured human social networks, expanding, reorganizing, and coupling them to technological systems. Drawing on insight from complexity science and related fields, we discuss observed and potential consequences. Next, we describe how a transdisciplinary approach is required for actionable insight into the stewardship of social systems. Finally, we discuss some of the key ethical, scientific, and political challenges.
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